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April 2022

Unit: Advanced Taxation

14 Questions

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Questions

1a
Tax dispute resolution mechanism Professional practice in taxation Tax systems and policies Tax investigations
​ ​ ​​The following facts relating to a hypothetical tax case in your country have been presented to you. The case related to the applicability of withholding tax on interest accrued in the audited books of a taxpayer.

1.
Ale Ltd. entered into an agreement with a contractor under which it agreed to pay interest on any contractual fees paid late. A number of payments due to the contractor were delayed and incurred interest. The interest was not actually paid but the obligation to pay was accrued as a liability in the respondent's books.
2.
As interest is a business expense, Ale Ltd. expensed it as a tax deductible item thereby reducing its corporation tax liability. The revenue authority undertook an audit and demanded payment on the withholding tax on the accrued interest. Following the demand, Ale Ltd. filed the matter before a tax tribunal.
3.
The revenue authority claimed that by recognising accrued interest as a liability in its books of account, Ale Ltd. acknowledged that interest was credited to the account of the third party and therefore fell within the definition of the term "paid" under applicable tax laws.
4.
At the tax tribunal, Ale Ltd. presented the following arguments:
  • The term "paid" in tax law can only mean delivery of money and discharge of settlement.
  • Since Ale Ltd. neither settled the outstanding contractual fee nor paid any interest charged, even though the interest was recognised as a liability in its books of account, no withholding tax was due for that transaction.
  • As per tax laws, tax is withheld upon payment of the expenses thus payment is a necessary pre-requisite for withholding tax to apply.
  • The settlement of an obligation may be through receipt of cash, cheque or other mode of settlement or discharge and an accrual is therefore not a discharge of a debt. Payment denotes the discharge of a debt or liability and it was premature for the revenue authority to demand payment of the withholding tax before the actual payment of interest. By doing so, the revenue authority clearly exceeded its powers.

Required:
As a Certified Public Accountant and tax expert, you have been engaged by the revenue authority to counter the arguments by Ale Ltd. for consideration by the Tax Tribunal. 

Prepare your professional opinion making reference to the facts above, applicable tax laws and decided tax cases to support your position. 
 
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1b
Limited companies
​ ​ ​ ​ ​ ​ ​ ​​The following information was extracted from the accounting records of Sambamba Sports Club, a small-size members club as at 31 December 2021:

1.
 Receipts
Sh.
Payments
Sh.
Balance brought forward
288,000
Salaries and wages
254,000
Subscriptions
2,500,000
New equipment
690,000
New members entrance fee 
600,000
Repairs and maintenance
124,000
Dividend: Weco Co-operative Society
884,000
Furniture
240,000
Interest: Excel Bank Kenya
2,140,000
Office expenses 
415,000
Dinner dance
723,000
Printing and stationery
168,000
Beverage sales-members
657,000
Purchase of beverages
497,000
Investment income
2,400,000
Dinner dance expenses
315,000


Refund of subscriptions
45,000


Legal fee on acquisition of investment
25,000

Transport
248,000

Fee to investment managers
1,100,000

Balance carried forward
6,071,000

10,192,000

10,192,000
2.
 Extracts from the statement of financial position as at 31 December 2021 were as follows:
Sh.
Furniture and fittings (cost)
240,000
Equipment (cost) 
690,000
Investment (cost)
3,500,000
Subscription in arrears
300,000
Accrued salaries
68,000
Stock of beverages
184,000
Subscriptions in advance
85,000
3.
The dividend and interest income were stated at the gross amount.
4.
Stock of beverages at the beginning of the year were Sh.162,000.
5.
Subscription in arrears written off in the year amounted to Sh.288,000.

Required: 
The taxable income (or loss) and tax payable if any, by Sambamba Sports Club for the year ended 31 December 2021. 
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2a
Tax planning
​​ Describe six factors to be considered when developing mitigation strategies for taxation risks.
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2b
Taxation of business income and specialized business activities
​ ​ ​​Amua and Beba have carried on business for the last several years under the trade name AB partnership. They share profits and losses equally with capital contributed earning interest at the rate of 10% per annum. 

The following details relate to AB partnership's transactions for the year ended 31 December 2021.

1.
Amua and Beba capital accounts reflect credit balances of Sh.1,200,000 for each.
2.
On 1 April 2021, they introduced a new partner Chanda who was to contribute Sh.1,200,000 as his share of capital. They agreed on this day to share profits and losses in the ratio of capital contributed proportional to the period of the year it was invested and that this sharing ratio be backdated to the start ofthe year 2021. 
3.
The costs incurred during the year were as follows:
Sh.
Salaries and wages for staff
1,083,000
Electricity and telephone
389,000
Repairs and maintenance
294,400
Deprecation and impairments
420,000
General insurance
471,000
Debenture interest (paid by ABC Ltd.)
150,360
Directors fees (including Sh.507,720 partners' salaries)
1,015,440
Legal expenses
510,240
Medical contributions for partners and directors
651,840
Drawings: Amua
99,000
Drawings: Beba
101,400
Drawings: Chanda
65,400
Rent and rates
315,960
Motor vehicle running expenses
500,760
Printing and stationery
32,520
4.
The following assets were purchased during the year: Furniture and fittings Sh.192,000 and a pick-up for Sh.2,160,000.
5.
During the months of the partnership, the total salaries to partners were Sh.507,720. The salaries were to be apportioned according to the period each partner served in the partnership búsiness.
6.
The cost of sales during the year was Sh.21,600,000. Sales were uniform at a margin of 25%. 
7.
The partnership was converted into a limited liability company, ABC Ltd. on 1 July 2021 with the partners becoming the new directors of the company. The new firm was listed on the Securities Exchange but not for purpose of raising additional capital. The costs incurred in listing were Sh.100,000.
8.
The sales and expenses accrued evenly throughout the year unless otherwise indicated. 

Required:
(i)
A schedule showing separately the profit or loss for the partnership and the company for the year ended 31 December 2021.
(ii)
Tax payable (or refundable) by ABC Ltd. from the profit or loss computed in (b) (i) above.
(iii)
 A schedule showing the distribution of profits among the partners. 

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3a
Taxation of cross border activities
​​Evaluate four factors to be considered in determining the appropriate methods for transfer pricing for multinational corporations in your country.
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3b
Taxation of cross border activities
​​Mika Ltd. sold a machine to Bora Ltd., an associate enterprise and in turn Bora Ltd. sold the same machine to Ceda Ltd., an independent party at a sales margin of 30% for Sh.4,000,000. Bora Ltd. had incurred Sh.40,000 as expenses in shipping the machine to Ceda Ltd. 

Required: 
Calculate the arms length price charged to Ceda Ltd.
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3c
Limited companies
​ ​ ​ ​​Petro Ltd. is a company in the business of exploration and production of oil and gas in your country. The company reported a petroleum profit of Sh.143,600,000 in the year ended 31 December 2021. This figure excludes crude oil produced but not sold valued at Sh.4,200,000. The following expenses comprising capital and revenue expenditures were deducted in arriving at the reported profit.

Sh.
Geophysical staff salaries
789,000
Legal costs for title deeds
562,400
Dry hole contributions
448,000
Drilling and test development costs
942,600
Capital losses from previous year
192,800
Memorandum of understanding credit
2,840,000
Royalties on domestic sales
3,600,000
Royalties on export sales
5,760,000
Non-productive rent
2,374,800
Customs duty on plant and equipment
672,300
Purchase of assets for offshore operations
7,840,000
Provision for restoration of wells
1,575,000
Petroleum investment allowance
9,262,000

Additional information: 
1. Petroleum investment allowance included depreciation of equipment of Sh.378,200. 
2 Off-shore operations included a tractor purchased at Sh.920,000 for use on site in your country. 
3. Computers and computer software was for Sh.780,000 and Sh.360,000 respectively, for use in the country offices. 
4 The offices were partitioned at a cost of Sh.1,480,000 

Required: 
(i) A statement of computation of petroleum profit or loss for the accounting period ended 31 December 2021. 

(ii) Tax payable, if any, by the company.
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4a
Tax systems and policies
​You have been engaged by the revenue authority in your country to develop a stakeholder engagement action plan. This is part of the measures to enhance tax awareness, increase compliance and enhance efficiency in tax administration. 

Required: 
Discuss the stakeholder engagement processes or initiatives that you would include in your action plan, including the objective of each process or initiative.
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4b
Value added tax administration
​ ​ ​​The following information relates to two businesses which are registered for value added tax (VAT) purposes: 

1.
Bebabeba Supermarket Ltd. 
They operate a soft drinks dispensing machine which uses special tokens which resemble coins. During the month of July 2021, the machine dispensed drinks worth Sh.300,000 inclusive of VAT. This dispensing machine is slotted with tokens after every one and a half months, that is, on restocking drinks in any month, the tokens are emptied midway the following month. The machine was restocked during the month of July 2021. 
2.
Supa Bread Ltd.
The firm bakes ordinary bread. During the month of August 2021 they made sales amounting to Sh.20,000,000, excluding VAT. They have arranged with a distribution company, who ensure bread is delivered to customers. The distribution company raised an invoice of Sh.2,000,000 for services rendered for August 2021. 

The electricity company also sent Supa Bread Ltd. a bill ofSh.3,000,000 for the month. The firm also hired advisory services from an overseas company and were billed Sh.1,000,000. The above figures are quoted inclusive of VAT unless stated otherwise.

Required:
For each of the two companies, or as otherwise stated, compute: 
(i)
The output VAT, if any, for the specified period.
(ii)
The input VAT (if any), (for Supa Bread Ltd.).
(iii)
The VAT payable (or refundable) for the specified period based on the information provided only.


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4c
Value added tax administration
​​Define the term "reverse charge" and indicate when it would apply (if at all) to Supa Bread Ltd.
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4d
Professional practice in taxation
​​ Explain the difference between a tax agent and a tax representative.
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5a
Tax systems and policies
​​Describe four constraints faced by the revenue authority in your country in the assessment and collection of taxes from the micro, small and medium enterprises (MSMEs).
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5b
Tax systems and policies
​​Discuss how the revenue authority of your country might deal with taxpayers' apathy in filing tax returns. (
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5c
Limited companies
​ ​ ​​Haraka Ltd. started operations on 1 January 2021 in the business of leasing vehicles and computers. 

The following information relates to the company's transactions for the year ended 31 December 2021.

1.
The company leased the following assets in the course of the year.
  • Six delivery vans to Zito Ltd. for six months at Sh.30,000 each per month.
  • Four pickup vehicles to Chama Ltd. in Uganda for Sh.400,000 per month for six months.
  • Twenty computers to Upper University at a monthly lease of Sh.4,000 each for the whole year.
  • A BMW vehicle to B Ltd. for use by one of its directors at a monthly lease charge of sh.60,000.
  • Two Landcruiser in Prado vehicles to Z Contractors at an annual lease charge of Sh.1,440,000 total. The lease contract for one vehicle was cancelled on 30 June 2021 after Z Contractors failed to pay lease charges for 4 months in the year.
  • The delivery vans to Zito Ltd. were returned upon lease expiry and Haraka Ltd. leased them to Sokoni Supermarket for four months at Sh.24,000 each per month.
2.
Haraka Ltd. incurred the following expenses in the course of the year: 
2.
Sh.
General administration expenses
1,600,000
Legal expenses
480,000
Repairs and servicing
320,000
  • Legal expenses included Sh.120,000 for defence against claims of breach of the lease contract.
3.
 Investment allowances have been agreed with the revenue authority to be Sh.620,000 for the year.
4.
Haraka Ltd. had other incomes as follows:
  • Rental income from residential property Sh.2,400,000 per annum.
  • Dividend from Sifa Mutual Fund Sh.36,000 gross.
  • Interest from money market fund Sh.120,000 gross.
  • Royalties of Sh.360,000 net of advertising expenses of Sh.60,000, renewal of patents Sh.40,000 and research costs of Sh.80,000.

Required:
Compute:
(i)
The taxable income or loss for Haraka Ltd. for the year ended 31 December 2021. 
(ii)
The tax payable (if any) by Haraka Ltd. for the year ended 31 December 2021.
  
 
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