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Share capital

Unit: Company law

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August 2025

2 Questions
Question 2b
​​Explain FIVE requirements for maintenance of capital under the Companies Act in your country.


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Question 3b
​​Highlight SIX ways in which a company in your country can raise capital from the public.


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April 2025

1 Questions
Question 3a
​​ABC Corporation, a publicly traded company in Kenya, intends to consolidate its share capital and simplify its capital structure by varying the rights attached to its multiple classes of preference shares. However, some preference shareholders are opposed to the proposed variation, arguing that it would unfairly prejudice their interests. 

Required: 
Discuss the legal principles and considerations involved in determining the permissibility of the variation of class rights in this scenario, taking into account the rights of dissenting shareholders and the company's objectives.


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December 2024

1 Questions
Question 3c
​​Describe FOUR types of share capital.


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April 2024

5 Questions
Question 7c
​​Identify SEVEN mechanisms that could be put in place to protect shareholders’ rights and interests during corporate restructuring.


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Question 5c
​​Patapata Company Ltd. is a company with both ordinary shares and preference shares issued to its shareholders. The ordinary shares carry voting rights whereas the preference shares do not. The company has been performing well and the board of directors proposes a variation of class rights, intending to grant voting rights to the preference shareholders. However, this proposed variation is met with resistance from some of the ordinary shareholders who fear dilution of their voting power. 

Required: 
Analyse the situation and advise the board of Patapata Company Ltd., on the legal framework regarding the variation of class rights.


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Question 4c
​​With reference to shareholding, examine FIVE roles of derivative action.


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Question 1b
​​Summarise FIVE similarities between “debentures” and “shares”.


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Question 1a
​​(i) Explain the meaning of “consolidation of a company’s share capital”. 

(ii) Outline SIX reasons why a company might opt to consolidate its share capital.


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December 2023

2 Questions
Question 6c
​​Explain FOUR ways through which a company limited by shares or guarantee may if authorised by its articles, alter its share capital.


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Question 2
​​(a) Explain the term “membership” in a company. 

(b) Describe TWO different types of membership that may exist in a company. 

(c) Alan Simba purchased shares in NZE Company Ltd. hence became a shareholder. He is unaware of his rights as a shareholder and has approached you to advise him on his rights as a shareholder. Advise Alan Simba on SIX rights conferred upon him for being a shareholder of the company. 

(d) (i) Explain the term “bonus shares”.

(ii) Explain THREE reasons why a company may issue bonus shares to its shareholders.


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August 2023

2 Questions
Question 2a
​​ Distinguish between “participative preference shares” and “non-participative preference shares”.


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Question 4c
​​Evaluate FOUR ways in which a company can reorganise its share capital.


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April 2023

2 Questions
Question 5c
​​Highlight the particulars contained in a company prospectus.


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Question 5a
​​Describe THREE circumstances under which a company is allowed to pay commission on shares.


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December 2022

2 Questions
Question 4b
​​Explain the following types of share capital: 

(i) Paid-Up Capital. 

(ii) Issued Share Capital.


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Question 3c
​​Brian is a preference shareholder in Duniani Company limited. He is entitled to a dividend of 11%. The company has however been suffering losses and has passed a resolution in a general meeting to reduce the dividends on preference shares to 7%. 

Advise Brian on: 

(i) His rights as a preference shareholder. 

(ii) Whether the company can vary the dividends he may be given.


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August 2022

3 Questions
Question 3b
​​In the context of share capital: 

(i) Explain three ways in which a company might raise share capital. 

(ii) Outline four circumstances when shares might be issued at a discount.


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Question 4b
​​Explain six rules governing shares and share capital of a company.


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Question 4c
​​Describe the following types of share capital: 

(i) Authorised share capital. 

(ii) Called-up share capital. 

(iii) Fixed and circulating share capital.


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December 2021

1 Questions
Question 6c
​​A company shall not apply any of its shares or capital money either directly or indirectly in payment of any commission, discount or allowancee to any person. 

With reference to the above statement, explain four circumstances when a company may pay a commission to a persen from capital.


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September 2021

2 Questions
Question 3b
​​ Summarise ten rules governing declaration and payment of dividends that might be provided for in the company's articles of association.


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Question 5c
​​In relation to share capital: 

(i) Explain three exceptions to the rule that a company might not purchase its own shares.

(ii) Highlight three circumstances under which a company might give financial assistance for purchase of, or subscription for, its shares.


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May 2021

2 Questions
Question 6b
​​In the context of company dividends:

(i) Explain the meaning of the phrase "cutting a melon".

(ii) State three reasons why a limited company might suspend issuing dividends.


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Question 6c
​​Explain six advantages of preference shares to both the shareholder and the company:


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November 2020

2 Questions
Question 2a
​​Kamau borrowed Sh.50,000 from Hope Bank and deposited his XYZ Ltd's share certificate with a blank transfer as a security. Subsequently, he bought goods from the supermarket on credit worth Sh.15,000. The articles of association of XYZ Ltd. claimed a first and paramount lien on its members' shares on debts due to the supermarket. 

However, before the supermarket's lien arose the bank gave the supermarket notice of Kamau's share certificate having been lodged with the bank as a security for the loan. Kamau is unable to pay for the goods he obtained from the supermarket and has also defaulted on the loan. XYZ Supermarket wants to exercise its lien and the bank wants to exercise its equitable right to have the shares transferred into its name. 

Analyse the rights of: 

(i) The Bank.

(ii) XYZ Supermarket Ltd.


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Question 7a
​​Baridi Ltd. intends to expand its business by diversifying into other forms of business. The management of the company has resolved to start production of instant coffee.

The management is contemplating on whether to issue shares or debentures.

Required:

Advise the management of Baridi Ltd. the disadvantages of debentures over shares as a method of raising capital.


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November 2019

3 Questions
Question 4b
​​In relation to transfer and transmission of shares:

(i) Describe four effects of a share transfer.

(ii) Explain two consequences of a forged transfer.


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Question 5a
​​Highlight three ways in which a company might raise share capital.


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Question 5b
​​ Summarise four types of share capital.


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May 2019

2 Questions
Question 1b
​​In relation to share capital:

(i) State four exceptions to the rule that a company should not issue shares at a discount.

(ii) Explain three roles of the court in the reduction of a company's capital. 


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Question 2b
​​In the context of debt capital:

(i) Outline four remedies of debenture holders if the company defaults.

(ii) Summarise three differences between "debentures"and "shares".


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November 2018

3 Questions
Question 1c
​​ Explain to a new shareholder of a central depository account three circumstances in which a central depository securities account might be suspended.


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Question 2b
​​Summarise six circumstances under which a company might pay interest out of capital.


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Question 5b
​​Mbegu Nzuri Ltd. is in the business of importing seeds. The company is about to make a new issue of 800,000 shares of Sh.20 each. The prospectus has stated that the seeds produced by the company yield 20 bags per acre "even on arid land" and that the company was the only one with such kind of seeds. There was also a publication in the local newspaper about the shares. 

Additional information: 
  1. Saulo Mpoa did not read the prospectus but applied for the company's shares and was allocated 4,000 shares at Sh.40 per share. 
  2. Baraka Mwanzi read the prospectus and was not allocated the company's shares. She bought 6,000 of the company's shares at the securities exchange at Sh.50 per share. 
  3. Sadiki Mulwa read the publication in the local newspaper about the company's shares and bought 10,000 shares at the securities exchange at Sh.55 per share. 
  4. An actual analysis of the seeds was done and it was discovered that the seeds were not as productive, only yielding 5 bags per acre and could only thrive in wet land. The shares of Mbegu Nzuri Ltd. thereafter dropped in value to Sh.5 per share. 

With reference to the above scenario: 

(i) Explain three types of misrepresentation. 

(ii) Explain five elements of misrepresentation. 

(iii) Advise Saulo, Baraka and Sadiki on possible action against the company.


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May 2018

1 Questions
Question 5a
​​ BigShow Ltd. is proposing to offer shares to its shareholders instead of giving them dividends. Philip Shaka, a shareholder has opposed the proposal on the grounds that it offends all the rules governing the maintenance of capital but BigShow Ltd. is adamant. Philip Shaka feels aggrieved and has approached you for your advice. 

Advise Philip Shaka on the legality ofthe proposed offer by BigShow Ltd.


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November 2017

3 Questions
Question 4b
​​ Distinguish between "participating" and "non-participating" preference shares.

1. Introduction

Preference shares are shares that provide holders with preferential rights to dividends and repayment of capital over ordinary shareholders. They can be classified as participating or non-participating, based on whether they share in surplus profits beyond the fixed preference dividend.


2. Distinction Between Participating and Non-Participating Preference Shares

Feature
Participating Preference Shares
Non-Participating Preference Shares
Right to Dividends
Entitled to fixed preferential dividend and additional dividends if the company declares surplus beyond ordinary dividends.
Entitled only to the fixed preferential dividend; no right to share in surplus profits.
Participation in Surplus
Shareholders participate in the distribution of remaining profits after ordinary and preference dividends are paid.
Shareholders do not participate in surplus profits; they only receive the stated dividend.
Capital Redemption
Rights on redemption are usually fixed as per terms of issue; may also have a bonus if specified.
Rights on redemption are limited to the nominal value or stated redemption price.
Risk Exposure
Higher potential reward due to participation in surplus; risk is lower than ordinary shares because of fixed dividend priority.
Lower potential reward; risk is moderate because only fixed dividends are guaranteed before ordinary shareholders.
Example
A company declares 10% fixed preference dividend, but also distributes additional 5% from profits; participating preference shareholders receive both.
A company declares 10% fixed preference dividend; non-participating preference shareholders receive only 10%, no extra.

3. Conclusion

The main difference lies in sharing surplus profits:

  • Participating preference shares allow holders to benefit beyond the fixed dividend.

  • Non-participating preference shares limit holders to the fixed dividend only, without any additional participation.


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Question 4a
​​ Summarise six regulations governing payment and financing of redeemable preference shares.


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Question 3a
​​It is generally unlawful for a company to offer financial assistance to any person for the purpose of purchasing its own shares.

Required:

(i) Highlight three legal consequences of contravening this provision.

(ii) Summarise two exceptions to the above statement. 


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May 2017

3 Questions
Question 6b
​​Assume that you are the Management Accountant reporting to the Finance Director of a public limited company. The Finance Director recently undertook a financial review as part of the company's strategic review process. In his report, he observed that the company has more funds than are necessary to support its planned growth and that the company's capital should be reduced.

You are required to write a report outlining methods which might be adopted to reduce the capital of the company. 


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Question 3c
​​Summarise three rights of the legal mortgagee of shares.


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Question 3b
​​With reference to floatation of shares, state two persons who might be held responsible for all or some part of the listing particulars in a prospectus.


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November 2016

2 Questions
Question 7b
​ ​​ With reference to shares: 

(i) Define the term "Pre-emption rights". 

(ii) Identify four instances when pre-emption rights do not apply. 

(iii) Describe two rules on allotment of shares by public companies.


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Question 1c
​Greenpark Limited issued a prospectus inviting members of the public to subscribe for its shares. It was stated in the prospectus that the money was required for the purchase of modern equipment to be used for expansion of the company's business. On the strength of this statement, Rose Sagina purchased shares of the company but she has since learnt that all the money received was used to repay the debts of the company which were long overdue. Rose Sagina feels shortchanged and seeks your legal advice. 

Analyse the legal principles applicable in the above case and advise Rose Sagina appropriately.


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May 2016

2 Questions
Question 4b
​​Flo Limited was incorporated in 2013 with a share capital of Sh.3 million divided into 30.000 shares of Sh.100 each. The main object of the company was to acquire and carry on the business of computer software and associated business which the company might consider conducive or auxiliary thereto. The company has gone into liquidation. Dijonese Majani, a former shareholder has made a claim against the company for the balance of the price of shares which he had sold to the company but which he was never fully paid for. 

With reference to the above facts, explain the following: 

(i) The rule as laid down in Trevor Vs Whitworth. 

(ii) The exception to the rule in (b)(i) above.


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Question 2a
​​Discuss five ways through which a company might raise share capital from the public


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November 2015

4 Questions
Question 3b
​​Bob Kuto and Ben Zawadi wish to jointly acquire shares in Miereka Company Ltd. 

Advise them on the legal status regarding joint ownership of shares.


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Question 3c
​​ Explain six effects of a forged transfer of shares.


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Question 4b
​​Discuss four regulations governing redeemable preference shares under the Companies Act.


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Question 5b
​​ In relation to a debenture trust deed: 

(i) Explain five advantages of a trust deed. 

(ii) Outline six particulars of the register of debenture holders.


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Question 5b
​ ​​State four special rights conferred to holders of preference shares of a company.


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